Dissertation:
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My dissertation examines internationalized territories, or cases in which multiple external actors cooperatively govern a territory. While traditional sovereignty is conceived of as exclusive authority within a bounded territory, these cases present exceptional cases in which territoriality is maintained but exclusivity is abandoned. Despite over 20 cases, 275 case-years, and 75 million people subjected to direct international rule, no general study of this phenomenon exists. My dissertation provides the first comprehensive examination of internationalized territories, drawing upon literatures in international relations, political theory, and history.
My first chapter explains variation in the ambition and duration of these agreements, using a historical periodization to identify the causal pressures producing institutional variation. I differentiate the causes of internationalization over history by identifying different international problems associated with the transformation from a world of empires to a world of states. Problems of imperial expansion, imperial collapse, and imperial exit demand different solutions in territorial settlements, leading to institutional variation among cases of internationalized territories. My periodization is supported by medium-n analysis of my universe of cases, as well as historical case studies of the Shanghai International Settlement (1868-1943), League of Nations administrations in Danzig and the Saar Basin (1920-1939/35), and the United Nations Transitional Administration in Cambodia (“UNTAC,” 1992-1993).
My second chapter explains why internationalization is chosen over forms of shared sovereignty, such as delegation or partition. I utilize “negative” case studies in which internationalization was seriously proposed but ultimately decided against, such as in Jerusalem and Constantinople. I also conduct comparative case studies of the four-power governance of the Vienna City Center and the partition of Berlin post-World War II. This chapter provides the logic of strategic interactions between external actors, emphasizing when neutralization or stalemate is achieved to avoid escalation.
My final chapter explains how these arrangements end and the consequences of their imposition. I argue that while internationalization can be an effective short-run measure to neutralize conflict, governing local communities from the international level inevitably creates externalities that contribute to governing failures in the long-run. Attempts to rationalize impossible problems of authority relations often create more problems than they solve. I explore this dynamic by returning to the League of Nations cases of Danzig and the Saar Basin and the United Nations intervention in Cambodia. These cases offer variation in the types of failure that plague projects of international rule—projects initiated in the first place due to their unsolvable nature.
My dissertation makes contributions to the international relations literatures on international order, state-building, and interventions; historical research on legal sovereignty and imperial governance; and political theory literature on resource sovereignty. The contemporary relevance of my work ranges from international intervention into contested territories such as Crimea or Gaza and the international stewardship of environmental assets such as carbon sinks.
Working Papers:
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Under Review
This paper examines variation in internationalized territories, or cases in which multiple external actors cooperatively govern a territory in a manner which displaces the indigenous state. In this paper, I argue that cases of internationalization are byproducts of the state system. I first provide an original synthesis of cases spanning from the Free City of Cracow (1815-1846) to the 1999 establishment of the UN Interim Administration Mission in Kosovo. I identify three distinct and historically-specific causal logics of internationalization, which I argue are associated with the transformation from a world of empires to a world of nation-states. Problems of imperial expansion, imperial collapse, and imperial exit lead to variation in when, where, why, and how disputed territories are internationalized. These categories are founded upon a historical materialist understanding of the development of the state and its boundaries since the emergence of industrial modernity. The variation in the causes of internationalization produces variation in the institutional form of these settlements, namely the intended duration of these arrangements and breadth of power claimed by the intervening parties. My argument is supported by both a medium-n analysis of my complete universe of cases as well as detailed case studies of the Shanghai International Settlement (1868-1943), League of Nations administrations in Danzig and the Saar Basin (1920-1939/35), and the United Nations Transitional Administration in Cambodia (1992-1993). Uniting these cases under a common definition reveals a previously unstudied form of international cooperation, relevant to the territorially-based crises of today’s international system.
Works in Progress:
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Internationalized territories are cases in which multiple external actors cooperatively govern a territory through novel institutions which displace the indigenous state. While traditional sovereignty is conceived of as exclusive authority within a bounded territory, these cases present exceptional cases in which territoriality is maintained but exclusivity is abandoned. Distinct from delegation arrangements such as trusteeship, internationalization has led to 23 cases, 275 case-years, and 75 million people subjected to direct international rule since 1815. This paper explains why some disputed territories are internationalized, rather than partitioned or placed under an internationally-mandated trusteeship. I use comparative case studies to examine variation between territories that were internationalized and those for which internationalization was seriously considered but ultimately rejected. My first pair of cases focuses on territorial settlements for the cities of Constantinople and Jerusalem in the late Ottoman Empire, specifically focusing on the 1915 Constantinople Agreement, which ultimately granted Constantinople to the Russian Empire, and UNGA Resolution 194, adopted in 1948 to place Jerusalem under a “permanent international regime.” My second pair of cases examines divergent outcomes in post-WWII Vienna and Berlin, examining the geopolitical tensions that led to Berlin being partitioned despite serious proposals to internationalize the city, while the Vienna City Center was placed under a four-power international regime from 1945 until its formal neutralization in 1955. This project contributes to literatures in international order, intervention and state-building, and imperial history by explaining where, why, and how cooperative territorial settlements succeed or fail.
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When does the state cede power to private actors and what characterizes different forms of “private sovereignty”? Adopting a functional definition of the state, this paper examines cases in which state functions are voluntarily abdicated to private authorities. Using three cases centered around the city of London, I propose a typology of the relationship between state authority and contracted authority. The first type is that of “corporate imperialism,” exemplified by the charter granted to the East India Company (EIC) and the subsequent outsourcing of colonial sovereignty to the corporation. The EIC’s authority involved extraterritorial governing powers in British colonies and a state-sanctioned monopoly on the spoils of imperialism. The second case study examines the mass privatization under Margaret Thatcher. This type of private sovereignty involves the cession of functions within the state to private actors. Prior to Thatcher’s tenure as Prime Minister, the British Government held state authority over public services such as airways, railways, steel, gas, electricity, telecoms, and water. These industries were privatized, ceding the governance of these functions to private actors. My third type involves the rollback of state authority within territorial bounds inside of existing states. My case study for this type is the Isle of Dogs in London. In 1981 the British Government created the London Docklands Development Corporation (LDDC), a quasi-NGO or “quango” intended to facilitate economic development in London’s dilapidated docklands. The LDDC was complemented by the establishment of an urban enterprise zone, removing economic oversight within territorial bounds.
The three examples listed above are then used to develop a theory that disaggregates state authority along territorial and functional dimensions. Today, private or corporate actors are claiming authority over critical infrastructure such as satellites, expanding claims of private property into space and the high seas, and increasingly involved in territorial secession projects. Disentangling the ways in which the state voluntarily gives pieces of public authority to private actors leads to a range of questions concerning when, why, how, and to whom the state cedes this power, how this process is crafted in both legal and normative terms, and how the state is able to reclaim the power it has abdicated. By distilling these dynamics down into a typology to disentangle common motives and mechanisms of private power, this paper provides tools to examine other cases of private actors claiming authority over the functions or territory of the state. This analysis can then be extended to the American cases of private prisons, universities, and religious actors, as well as emerging concerns in technological governance and the global commons. Synthesizing theoretical analyses of corporate empire, privatization, and deregulation provides a new perspective of analyzing the constitutive relationship between state and private authority.
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When do voters with non-interventionist preferences support war? Do historical legacies matter in voters’ minds? In this paper, we examine how framing military intervention in terms of historical legacies can have geographically heterogeneous effects on voting behavior depending on the local remnants and memory of these legacies. To do so, we analyze changes in support for the German Green Party following the party’s support of the first German military intervention since World War II: the 1999 NATO bombing of Yugoslavia. Foreign Minister Joschka Fischer, a member of the previously pacifist Green Party, explicitly invoked narratives of responsibility and genocide prevention in support of his endorsement of the NATO bombing campaign. Using municipality-level electoral results from local and European elections, we exploit that the decision became public just weeks before the European and local elections in 1999 allowing us to examine the effects of historical legacies on changes in support for the Green Party following their abrupt adoption of a pro-interventionist policy. To examine the effects of historical legacies on voter’s foreign policy preferences, we focus on subnational variation in exposure to Holocaust commemoration. We operationalize this aspect of collective memory with fine-grained data on proximity to concentration camps, the establishment of Holocaust memorials, and other forms of public commemoration. In doing so, we are able to measure how past atrocities shape considerations of the exercise of military power. Our findings contribute to literatures on preferences in foreign policy, the impact of historical legacies on political behavior, and the accountability of political parties.
Presented at EPSA 2023.
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The international order constructed by the United States in the post-war period is facing challenges from actors within and without: rising revisionists seek to erode the global influence of the U.S., while alliance partners are demanding increased autonomy from American strategic interests. In this paper, I identify a dilemma in which the US must balance between the responsibilities it has claimed as a liberal hegemon and the concerns of a traditional great power. Having built an international order upon a bargain of providing security to regional partners in return for hegemonic influence, rising challengers create an incentive to renege on that bargain: the U.S. may use its asymmetric relationships to impose security costs on allies in the pursuit of an advantage in relative power over revisionist states. In doing so, the US sacrifices the long-run maintenance of the liberal international order in favor of its immediate interests as a great power. I demonstrate the logic of this tradeoff using U.S. relations with Germany in the context of the ongoing war in Ukraine and compare the dilemma faced by the U.S. with other historical configurations of international order. In doing so I attempt to recover conceptual precision regarding the exercise of power in global affairs and demonstrate the range of instruments available to hegemonic actors responding to crises of international order.
Presented at the University of Tokyo, 2023.
Other Writing: